-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LyCDxc7SYOAVFrMbxJSQyRFmuG/KAaP/T4vIeLHuhtpKHCj9zppKgwWh7XQvITRc NN7CeG254cfNi+T5FTEQug== 0000901309-99-000063.txt : 19990210 0000901309-99-000063.hdr.sgml : 19990210 ACCESSION NUMBER: 0000901309-99-000063 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990209 GROUP MEMBERS: CHARLES W. RUFF GROUP MEMBERS: CLOVER CAPITAL MANAGEMENT INC /NY/ GROUP MEMBERS: CLOVER CAPITAL MANAGEMENT, INC. GROUP MEMBERS: GEOFFREY H. ROSENBERGER GROUP MEMBERS: JAMES G. GOULD GROUP MEMBERS: MICHAEL E. JONES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMAN INTERNATIONAL INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000800459 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 112534306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-06563 FILM NUMBER: 99525668 BUSINESS ADDRESS: STREET 1: 1101 PENNSYLVANIA AVENUE N W STREET 2: STE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 2023931101 MAIL ADDRESS: STREET 1: 1101 PENNSYLVANIA AVENUE NW STREET 2: SUITE 1010 CITY: WASHINGTON STATE: DC ZIP: 20004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CLOVER CAPITAL MANAGEMENT INC /NY/ CENTRAL INDEX KEY: 0000869854 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11 TOBEY VILLAGE OFFICE PARK CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 7163856090 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* Harman International Industries, Incorporated (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 413086109 (CUSIP Number) December 31, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: _X_ Rule 13d-1(b) ___ Rule 13d-1(c) ___ Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 pages CUSIP No. 413086109 Page 2 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Clover Capital Management, Inc. 16-1263400 - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION New York State - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 972,750 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 972,750 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 972,750 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IA - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 11 pages CUSIP No. 413086109 Page 3 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Michael E. Jones - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 972,750 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 972,750 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 972,750 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 11 pages CUSIP No. 413086109 Page 4 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Geoffrey H. Rosenberger - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 3,500 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 973,450 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 3,500 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 973,450 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 976,950 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 4 of 11 pages CUSIP No. 413086109 Page 5 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Charles W. Ruff - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 600 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 973,550 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 600 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 973,550 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 974,150 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 5 of 11 pages CUSIP No. 413086109 Page 6 of 11 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) James G. Gould - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 972,750 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 972,750 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 972,750 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON * IN - ------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Page 6 of 11 pages Item 1(a). Name of Issuer Harman International Industries, Incorporated Item 1(b). Address of Issuer's Principal Executive Offices 1101 Pennsylvania Avenue, NW Washington, D.C. 20004 Item 2. (a) The persons filing this Schedule are Clover Capital Management, Inc. ("Clover"), Michael E. Jones, Geoffrey H. Rosenberger, Charles W. Ruff and James G. Gould (collectively, the "Reporting Persons"). (b) Address of principal business office of the Reporting Persons: 11 Tobey Village Office Park Pittsford, NY 14534 (c) Citizenship Clover is incorporated in the State of New York. The other Reporting Persons are U.S. citizens. (d) Title of Class of Securities Common Stock, $.01 par value (e) CUSIP Number 413086109 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker of Dealer registered under Section 15 of the Exchange Act. (b) / / Bank as defined in section 3(a)(6) of the Exchange Act. (c) / / Insurance Company as defined in section 3(a)(19) of the Exchange Act. (d) / / Investment Company registered under section 8 of the Investment Company Act. (1) (e) /x/ An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) / / An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F). (2) (g) /x/ Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). (1) As to Clover. (2) As to the other Reporting Persons. Page 7 of 11 pages Item 4. Ownership Amount Beneficially Owned ------------------------- See item 9 on pages 2, 3, 4, 5 and 6 (b) Percent of Class ---------------- See item 11 on pages 2, 3, 4, 5 and 6 (c) Number of shares as to which person has: (i) sole power to vote or to direct the vote ---------------------------------------- See item 5 on pages 2, 3, 4, 5 and 6 (ii) shared power to vote or to direct the vote ------------------------------------------ See item 6 on pages 2, 3, 4, 5 and 6 (iii) sole power to dispose or to direct the disposition of ----------------------------------------------------- See item 7 on pages 2, 3, 4, 5 and 6 (iv) shared power to dispose or to direct the disposition of ------------------------------------------------------- See item 8 on pages 2, 3, 4, 5 and 6 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. Item 6. Ownership of more than Five Percent on Behalf of Another Person The aggregate number and percentage of the subject securities beneficially owned by each of the Reporting Persons is as follows: NAME NO. OF SHARES PERCENTAGE Clover 972,750 5.4969 Michael E. Jones 0 0.0000 Geoffrey H. Rosenberger 4,200 0.0237 Charles W. Ruff 1,400 0.0079 James G. Gould 0 0.0000 As investment adviser to the client accounts owning the subject securities, Clover shares the voting and dispositive power with the account owner of each account. As directors of Clover, Messrs. Jones, Rosenberger, Ruff and Gould share the dispositive powers with Clover. In addition, Mr. Rosenberger holds sole voting and dispositive power with respect to 3,500 shares and shared voting and dispositive power with respect to 700 shares of the subject securities beneficially owned by him (other than indirectly through Clover) and Mr. Ruff holds sole voting and dispositive power with respect to 600 shares and shared voting and dispositive power with respect Page 8 of 11 pages to 800 shares of the subject securities beneficially owned by him (other than indirectly through Clover). Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 9 of 11 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CLOVER CAPITAL MANAGEMENT, INC. February 5, 1999 By: /s/ Michael E. Jones --------------------------- Michael E. Jones Managing Director February 5, 1999 /s/ Michael E. Jones -------------------------------- Michael E. Jones February 5, 1999 /s/ Geoffrey H. Rosenberger -------------------------------- Geoffrey H. Rosenberger February 5, 1999 /s/ Charles W. Ruff -------------------------------- Charles W. Ruff February 5, 1999 /s/ James G. Gould -------------------------------- James G. Gould Page 10 of 11 pages EX-99 2 EXHIBIT A AGREEMENT PURSUANT TO RULE 13D-1(F)(1) The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Harman International Industries, Incorporated at December 31, 1998 and agree that this filing is filed on behalf of each of them. CLOVER CAPITAL MANAGEMENT, INC. February 5, 1999 By: /s/ Michael E. Jones --------------------------- Michael E. Jones Managing Director February 5, 1999 /s/ Michael E. Jones -------------------------------- Michael E. Jones February 5, 1999 /s/ Geoffrey H. Rosenberger -------------------------------- Geoffrey H. Rosenberger February 5, 1999 /s/ Charles W. Ruff -------------------------------- Charles W. Ruff February 5, 1999 /s/ James G. Gould -------------------------------- James G. Gould Page 11 of 11 pages -----END PRIVACY-ENHANCED MESSAGE-----